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Writer's picturePatrick Stephens

What is Records Management?


Records management is the process of organizing, controlling, and preserving an organization's records over their entire lifecycle to ensure that information can be easily accessed, disposed of when no longer needed and to fulfil legal and financial requirements. In the UK, public authorities are required to prepare and implement a records management plan under the Public Records Act 1958, and compliance with acts such as the Freedom of Information Act 2000 and the Data Protection Act 2018 is underpinned by effective records management. The growth in electronic communications and data presents new challenges for records management, but the same principles can be applied to both paper and electronic records.


What legislation covers records management in the UK?

In the United Kingdom, records management is governed by several pieces of legislation, including the Data Protection Act 2018 and the General Data Protection Regulation (GDPR). These laws set standards for the collection, storage, and handling of personal data, and organizations are required to comply with them to avoid penalties. Additionally, the Freedom of Information Act 2000 gives individuals the right to request access to information held by public authorities and some private sector organizations. Therefore, it is important for UK organizations to stay informed and compliant with these laws as they implement


5 Reasons to adopt sound records management practices.


  1. Compliance: Good records management practices help organizations comply with legal and regulatory requirements such as the Data Protection Act 2018 and the General Data Protection Regulation (GDPR) by ensuring that personal data is collected, stored, and handled appropriately.

  2. Accessibility: Effective records management enables quick, accurate, and dependable access to information, which can improve efficiency and decision making.

  3. Cost savings: Implementing good records management practices can lead to cost savings by reducing the need for physical storage space and by streamlining the retrieval of information.

  4. Risk management: Good records management can help organizations mitigate risks by identifying and protecting vital and historically important records, and by eliminating unnecessary records that may pose a security risk.

  5. Transparency: Good records management practices can promote transparency and accountability by allowing for easy access to information, which can help organizations to build trust with stakeholders and the public.

Who oversees regulation around records management in the UK?


In the United Kingdom, records management is regulated by several bodies, including the Information Commissioner's Office (ICO) and the National Archives. The ICO is an independent regulatory body that promotes and enforces the principles of data protection and freedom of information. The ICO provides guidance and resources to help organizations comply with records management regulations, and has the power to investigate and enforce compliance with the Data Protection Act 2018 and the General Data Protection Regulation (GDPR). The National Archives also provides guidance and information on records management practices and has a specific section on their website regarding Public Records Act 1958 and Freedom of Information Act 2000. Organizations can find more information about records management regulations and guidance by visiting the ICO website at https://www.ico.co.uk and National Archive website at https://www.nationalarchives.gov.uk




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